Agency Supervisory Officer
I am a Financial Services Representative affiliated with Massachusetts Mutual Life Insurance Company (MassMutual). My broad knowledge of insurance and investment products gives my clients the confidence they need when working with a financial services representative.
I can offer comprehensive financial strategies and/or focus on one specific area of need.
Jim Goldberg is the Agency Supervisory Officer and monitors compliance for the agency. He helps ensure our financial professionals conduct their business in an ethical manner and in compliance with the regulations that apply to our business.
Jim began his career in the Financial Services industry in 1995, is a licensed agent and registered principal, has passed the FINRA Series 4, 7, 24, 53, 63 and 65 exams, and has insurance and FINRA registrations in Virginia, Washington, D.C., Maryland, Florida, Georgia and Pennsylvania.
He is a graduate of the United States Military Academy in West Point, New York, and earned his MBA from Monmouth University in New Jersey. Jim and his wife Cindy are both retired Lieutenant Colonels. They have three grown children and reside in Olney, Maryland.
- Insurance Strategies
- Investment Strategies (Reg. Reps Only)
- Retirement Income Planning
- Retirement Strategies
- Business Succession Planning
- Business Owners
Check the background of this investment professional on FINRA's BrokerCheck